Multi-channel optical transceiver with offset quadrature amplitude modulation

ABSTRACT

The present disclosure provides a multi-carrier optical transmitter, receiver, transceiver, and associated methods utilizing offset quadrature amplitude modulation thereby achieving significant increases in spectral efficiency, with negligible sensitivity penalties. In an exemplary embodiment, an optical transmitter includes circuitry configured to generate a plurality of optical subcarriers, a plurality of data signals for each of the plurality of subcarriers, and a plurality of modulator circuits for each of the plurality of subcarriers, wherein each of the plurality of modulator circuits includes circuitry configured to offset an in-phase component from a quadrature component of one of the plurality data signals by one-half baud period.

FIELD OF THE INVENTION

The present invention relates generally to optical modulation. Moreparticularly, the present invention relates to a multi-subcarrieroptical transmitter, receiver, transceiver, and associated methodsutilizing offset quadrature amplitude modulation thereby achievingsignificant increases in spectral efficiency, with negligiblesensitivity penalties.

BACKGROUND OF THE INVENTION

Conventionally, fiber-optic communication networks are experiencingrapidly increasing growth of capacity. This capacity growth is reflectedby individual channel data rate scaling from 10 Gbps, to 40 Gbps, tocurrently developing 100 Gbps, and to future projections of 1000 Gbpschannels and beyond. The capacity growth is also reflected by a desireto increase aggregate fiber carrying capacity by increasing totalchannel count. The desired capacity growth can be addressed by severaltechniques. First, the bandwidth of optical amplifiers can be increasedto allow wider spectral range to be used for signal transmission. Thisapproach is viable for new network installations, where new amplifierscan be deployed. This approach is not applicable to a large base ofinstalled networks, and would also require a development of otherassociated wide spectral range components, such as lasers, opticalfilters, and dispersion compensation modules. Another approach is to usemulti-bit per symbol modulation constellations, such as M-ary quadratureamplitude modulation (M-QAM). Increasing the constellation size Mincreases the information transmission capacity, while keeping thesignal bandwidth constant. Unfortunately, this comes at a verysubstantial penalty of increased noise susceptibility, andcorrespondingly reduced optical unregenerated reach.

Another approach is to use smaller spacing between wavelength divisionmultiplexed (WDM) channels. Currently, per ITU standard specification,WDM channels are placed with 50 GHz spacing. Furthermore, channels aretypically combined and separated using optical filters. Thus, individualchannels are filtered on the transmitter side such that the overlapbetween adjacent channel frequency content is made negligible.Similarly, receiver side optical filtering is used to accept thefrequency content of a single channel, while effectively rejecting alladjacent channels. This approach results in a substantial waste ofvaluable spectrum to accommodate channel isolation and filter roll-offskirts. An attractive approach for increasing spectral efficiency is touse a set of subcarriers, each modulated by data of identical rates andlocked precisely to that data rate. This approach is widely used incommunications, and is generally known as Orthogonal Frequency-DivisionMultiplexing (OFDM) in wireless or Discrete Multi-Tone (DMT) in DigitalSubscriber Loop (DSL) applications.

Previous attempts to satisfy some of the above requirements forfiber-optic communication are enumerated below, with associated benefitsand drawbacks. Ellis et al. in “Towards 1TbE using Coherent WDM,”Opto-Electronics and Communications Conference, 2008 and the 2008Australian Conference on Optical Fibre Technology. OECC/ACOFT 2008. 7-10Jul. 2008, page(s): 1-4 disclose a coherent WDM approach using On-OffKeyed modulation and putting subcarriers onto a grid precisely locked tothe data rate. The receiver uses optical filtering to select individualsubcarriers and subsequent direct detection for conversion to electricaldomain. Advantages of this approach include a relatively simpletransmitter and receiver, with minimal processing and an optoelectroniccomponent bandwidth requirement of only a single subcarrier rate.However, drawbacks are substantial and include low chromatic andpolarization mode dispersion tolerance, inability to scale tophase-based or multi-symbol modulation formats, and poor amplifiedspontaneous emission (ASE) noise tolerance.

Coherent Optical OFDM is essentially a direct application of wirelessOFDM principles to the optical domain (see, e.g., “Coherent opticalOFDM: theory and design,” W. Shieh, H. Bao, and Y. Tang, Optics Express,vol. 16, no 2, January 2008, pp. 841-859). “Virtual” subcarriers withsuperimposed data modulation are generated in digital electronics viaInverse Fast Fourier Transform (FFT) operation on the transmit side.Original data is recovered via a complementary FFT operation on thereceive side. Advantages of this approach are very high tolerance tochromatic and polarization mode dispersion, scalability to arbitrarymodulation constellations, and high tolerance to ASE noise. However,disadvantages are the requirement for sophisticated digital signalprocessing on the transmitter (FFT) and receiver (IFFT) operating oncomplete channel data, and a requirement for adding redundant cyclicprefix data. The requirement for optoelectronic component bandwidth tocover a complete channel is detrimental. Further, subcarriers within theOFDM channel are sufficiently low frequency such that complex phaserecovery techniques are required. As is common in classical OFDM and DMTthe transmitted signal exhibits a near Gaussian distribution whichdemands higher Digital-Analog Conversion (DAC) and Analog-DigitalConversion (ADC) dynamic range (i.e. more bits of precision) and/or theuse of additional signal processing to mitigate the high peak to averagesignal power.

Subband multiplexed Coherent optical OFDM extends the above concepts bystacking several OFDM channels very close together to form aquasi-continuous spectrum. For example, these are disclosed in “Coherentoptical OFDM transmission up to 1 Tb/s per channel,” Y. Tang and W.Shieh, J. Lightwave Techn., vol. 27, no. 16, August 2009, pp. 3511-3517,and “Optical comb and filter bank (de)mux enabling 1 Tb/s orthogonalsub-band multiplexed CO-OFDM free of ADC/DAC limits,” M. Nazarathy, D.M. Marom, W. Shieh, European Conference on Optical Communications (ECOC)2009, paper P3.12, September 2009. Advantages are the same as OpticalOFDM, with an ability to extend complete channel coverage to arbitrarytotal capacity (Assuming synchronous data is provided). Disadvantagesare similar to optical OFDM, dominated by signal processing complexity.It is unlikely that such an approach will be practical and realizableconsidering the associated electro-optic power consumption. Further,sharp roll-off optical filters may be required in some implementationsfor sub-band separation. Binary Phase Shift Keying (BPSK) channelsoptically combined have been shown to be a possibility with directdetection receiver (e.g., “Over 100 Gb/s electro-optically multiplexedOFDM for high-capacity optical transport network,” T. Kobayashi, et al,J. Lightwave Techn., vol. 27, no. 16, August 2009, pp. 3714-3720) andCoherent Detection (e.g., “Orthogonal wavelength-division multiplexingusing coherent detection,” G. Goldfarb, et al, IEEE Photonics Techn.Lett., vol. 19, no. 24, December 2007, pp. 2015-2017). Advantages are apartitioning of complexity between optical and electrical processing,such that overall complexity and power consumption can be reduced.Disadvantage stems from the fact that proper operation still requiresoptoelectronic bandwidth on the order of the total spectrum encompassingthe complete channel, which is substantially beyond the state of the artassuming a 1000 Gbps channel. Referenced papers use lower bandwidthcomponents, and correspondingly show a very substantial and detrimentalperformance penalty of several dB.

As discussed above, current state-of-the-art has several shortcomings,with each proposed implementation suffering from at least one of thefollowing. First, complex digital signal processing is required at bothtransmitter and receiver (i.e. for OFDM) to compress signal spectrum andprovide dispersion tolerance. The Application Specific IntegratedCircuit (ASIC) size and power consumption associated with thisprocessing is prohibitive for scaling to 1000 Gbps (1 Tb/s) transceiver.Also, for OFDM, the DAC and ADC resolution required continues toincrease well beyond the current state of the art when the necessarysample rates are considered. Second, maintaining subcarrierorthogonality requires electro-optic component bandwidths that coversubstantially all of a channel spectrum, which may be approximately 300GHz wide. Components with such bandwidth are not expected to beavailable for many years to come. Third, performance loss associatedwith sub-optimal component performance or compromised digital signalprocessing results in a prohibitively low unregenerated link budget infiber-optic networks.

BRIEF SUMMARY OF THE INVENTION

In an exemplary embodiment, an optical transmitter includes circuitryconfigured to generate a plurality of subcarriers; a plurality of datasignals for each of the plurality of subcarriers; and a plurality ofmodulator circuits for each of the plurality of subcarriers, whereineach of the plurality of modulator circuits includes circuitryconfigured to offset an in-phase component from a quadrature componentof one of the plurality data signals by one-half baud rate. The opticaltransmitter may further include prefiltering circuitry for each of theplurality of modulator circuits, wherein the prefiltering circuitry isconfigured to provide chromatic dispersion precompensation and pulseshaping to localize signal time and frequency content of one of theplurality data signals. The prefiltering circuitry may include one of ananalog filter or a digital filter performing pulse shaping through oneof Root-Raised-Cosine, Isotropic Orthogonal Transform Algorithm, orExtended Gaussian functions, and wherein the prefiltering circuitryprecompensates for a predetermined amount of chromatic dispersion. Eachof the plurality of modulator circuits may include a Mach-Zehnderoptical modulator, and wherein the prefiltering circuitry may beconfigured to provide a predistortion function for compensatingMach-Zehnder optical modulator transfer curve nonlinearities. Theprefiltering circuitry may include any of finite impulse response (FIR)or infinite impulse response (IIR) components with a number of taps setresponsive to an amount of chromatic dispersion. The circuitryconfigured to generate a plurality of optical subcarriers may beconfigured to generate the plurality of subcarriers at frequency offsetslocked to a data baud rate. The circuitry configured to generate aplurality of subcarriers may include at least one of mode-lock pulselasers, amplitude modulation, and phase modulation of a continuous wavelaser with subsequent optical selection filter. The optical transmittermay include a splitter splitting each of the plurality of subcarriersinto components that will form a horizontal polarization and a verticalpolarization, wherein the plurality of modulator circuits may includemodulator circuits for each of the horizontal polarization and thevertical polarization of each of the plurality of subcarriers; and apolarization combiner combining these components with horizontalpolarization and vertical polarization alignment to produce apolarization multiplexed signal. The plurality data signals may beencoded with amplitude and phase modulation to provide a quadratureamplitude modulation constellation.

In another exemplary embodiment, an optical modulation method includesproviding a data signal; generating a plurality of optical subcarriers;splitting the data signal into a plurality of sub-data signals for eachof the plurality of optical subcarriers; offsetting in-phase componentsand quadrature components of each of the plurality of sub-data signalsby one-half baud period; and modulating each of the plurality of opticalsubcarriers with the offset in-phase components and quadraturecomponents of an associated sub-data signal of the plurality of sub-datasignals. The optical modulation method may further include formattingthe plurality of sub-data signals for optical modulation. The opticalmodulation method may further include prefiltering the offset in-phasecomponents and quadrature components prior to modulating. The opticalmodulation method may further include transmitting a modulated opticalsignal over a fiber link; receiving the modulated optical signal;splitting the modulated optical signal into N copies with N including anumber of the plurality of optical subcarriers; inputting each of the Ncopies into a separate coherent optical hybrid along with a localoscillator at a frequency based on a frequency of an associated opticalsubcarrier of the plurality of optical subcarriers; and decoding theoffset in-phase components and quadrature components for each of theplurality of optical subcarriers. The optical modulation method mayfurther include postfiltering an output of each of the coherent opticalhybrids.

In yet another exemplary embodiment, an optical receiver includes asplitter configured to split a received optical signal into N copieswhere N includes a number of subcarriers; a polarization splitter foreach of the N copies splitting the received optical signal into twopolarizations; a coherent optical hybrid for each of the N copiesreceiving the two polarizations of the received optical signal and anoutput from a local oscillator for each of the N copies, wherein thelocal oscillator includes a frequency tuned substantially to match acorresponding subcarrier frequency; a postfilter rejecting, for each ofthe N copies, adjacent subcarriers and adjacent symbols; and a datadecoder. The received optical signal may include an offset quadratureamplitude modulation format on each of the subcarriers where in-phasecomponents and quadrature components on each of the subcarriers areoffset by one-half baud rate. The local oscillator may be locked to thecorresponding subcarrier frequency through one of laser injectionlocking, optical phase-locked loop feedback, or subsequent processing inan electronic block. The postfilter may be configured to implementpulse-shape filtering complementary to transmitter pulse-shaping and toprovide chromatic dispersion compensation. Separation of the subcarriersmay be performed in an electrical domain. The optical receiver mayfurther include circuitry configured to provide polarization modedispersion compensation.

BRIEF DESCRIPTION OF THE DRAWINGS

The present invention is illustrated and described herein with referenceto the various drawings of exemplary embodiments, in which likereference numbers denote like method steps and/or system components,respectively, and in which:

FIGS. 1 and 2 are eye diagrams of a conventional OFDM system;

FIGS. 3 and 4 are diagrams of I and Q modulation drive signals, eachoccupying ½ baud period, and offset by one-half baud relative to eachother;

FIG. 5 is a block diagram of an offset-QAM optical multitone transmitteraccording to an exemplary embodiment of the present invention;

FIG. 6 is a flowchart of a modulation method according to an exemplaryembodiment of the present invention;

FIG. 7 is a block diagram of an optical multitone coherent receiveraccording to an exemplary embodiment of the present invention;

FIG. 8 is a flowchart of a demodulation method according to an exemplaryembodiment of the present invention;

FIGS. 9 and 10 are diagrams for an offset-QAM transceiver of the presentinvention with ten subcarriers on 30 GHz spacing with each subcarriercarrying 30 Gbaud offset-QPSK on each polarization;

FIG. 11 is a diagram of an eye closure diagram of one of the detectedsubcarriers at 30 Gbaud in FIG. 10;

FIGS. 12 and 13 are diagrams for an offset-QAM transceiver of thepresent invention with predistortion and with chromatic dispersion; and

FIG. 14 is a diagram of simulated Q-factor for a 5×20 dB Non-DispersionShifted Fiber (NDSF) line with Erbium Doped Fiber Amplifiers (EDFA).

DETAILED DESCRIPTION OF THE INVENTION

In various exemplary embodiments, an approach illustrated in the presentdisclosure will show approximately 60% increase in spectral efficiency,with negligible sensitivity penalty. Using Offset Quadrature phase-shiftkeying (OQPSK) modulation, this approach delivers 1200 Gbps withinapproximately 330 GHz spectral window, while conventional WDM wouldrequire approximately 550 GHz. The present invention includes an opticaltransceiver implementation that is scalable to channels carrying oneTbps and above; provides increased spectral utilization efficiency;allows the use of optical and electronic components limited to afraction of the desired total capacity (i.e. approximately 40 GHz intoday's state of the art); provides acceptable tolerance to chromaticdispersion, polarization mode dispersion, ASE noise, etc.; is scalableto higher-order modulation constellations, as desired; and minimizesoptical and electronic processing complexity, such that size and powerconsumption can allow high levels of component integration and a smallfoot print.

Referring to FIGS. 1 and 2, eye diagrams illustrate a conventional OFDMsystem. For example, conventional OFDM would require extremely wideelectro-optic bandwidth Transmitter and Receiver processing to produce aclean Eye diagram. FIG. 1 illustrates an eye diagram with a systemincluding four subcarriers with 30 GHz spacing, each carrying a 30 GbaudQPSK signal: a total electro-optic component bandwidth of approximately300 GHz is required. If more realistic electro-optic bandwidth ofapproximately 35 GHz is used, orthogonality is destroyed and a stronginterference penalty is observed. FIG. 2 illustrates an eye diagram withonly two subcarriers present, and already exhibits very largeinterference.

OFDM with QAM-modulated subcarriers is well known in wireless and DSLcommunication links. This format can completely eliminate Inter-CarrierInterference (ICI) and Inter-Symbol Interference (ISI) if ideal squarepulse shape is used. Unfortunately, square pulse shapes have very broadfrequency content and require correspondingly broadband electro-opticcomponents. OFDM/QAM can also support dispersive channels by addingoverhead bits (i.e. cyclic prefix), at the expense of increased powerconsumption and decreased spectral efficiency (e.g., Jinfeng Du andSvante Signell, “Classic OFDM Systems and Pulse Shaping OFDM/OQAMSystems,” Technical Report of NGFDM Project, KTH/ICT/ECS, Stockholm,Sweden, February 2007 (available at www.ee.kth.se/˜jinfeng/)). OFDM/QAMtransmits complex valued symbols and cannot form ideal orthogonal basisfunctions with well-localized time and frequency extent (Balian-Lowtheorem).

An alternative modulation scheme has been developed more recently toaddress the above shortcomings (e.g., Jinfeng Du and Svante Signell,“Pulse Shape Adaptivity in OFDM/OQAM Systems,” in Proc. of InternationalConference on Advanced Infocomm Technology, Shen Zhen, China, July 2008.(available at www.ee.kth.se/˜jinfeng/) and “Analysis and design ofOFDM/OQAM systems based on filterbank theory,” P. Siohan, C. Siclet, andN. Lacaiile, IEEE Trans. Signal Proc., vol. 50, no. 5, May 2002, pp.1170-1183). It relies on transmitting real-valued symbols, byeffectively offsetting in-phase and quadrature components by one-halfsymbol period. This format is called Offset-QAM modulation. A keybenefit of Offset-QAM is its ability to support pulse-shaping such asRoot-Raised-Cosine, Isotropic Orthogonal Transform Algorithm (IOTA), andExtended Gaussian functions (EGF). Such functions provide signals whichare well-localized in frequency and time.

Referring to FIGS. 3 and 4, I and Q modulation drive signals areillustrated, each occupying ½ baud period, and offset by one-half baudrelative to each other. The present invention includes an opticaltransceiver implementation which uses Offset-QAM approach to provide asignificant benefit. In the various exemplary embodiments illustratedherein, the present invention is illustrated with Offset-QPSK (i.e.four-QAM) modulation using a Root-Raised-Cosine pulse shaping filter.Those of ordinary skill in the art will recognize these are merely anexemplary embodiment for illustration purposes and the present inventioncan be readily extended to higher modulation orders (i.e. M-QAM) and toother pulse shaping functions such as IOTA and EGF.

Referring to FIG. 5, in an exemplary embodiment, a block diagram isillustrated of an offset-QAM optical multitone transmitter 100. Thetransmitter 100 includes two polarizations—a horizontal polarization 102and a vertical polarization 104. Each of the polarizations 102, 104includes a plurality of subcarriers 106 (e.g., up to N subcarriers, Nbeing an integer). For illustration purposes, the horizontalpolarization 102 is omitted including the plurality of subcarriers 106associated with the horizontal polarization. Also, the verticalpolarization 104 is illustrated omitting components for the plurality ofsubcarriers 106 except for components associated with a first subcarrier108 in the vertical polarization 104. It is understood that thehorizontal polarization 102 will include the same components as thevertical polarization 104, and that each of the subcarriers 106 willinclude the same components as the subcarrier 108. Additionally, thepresent invention may be implemented without polarization multiplexingas well.

Several phase-locked subcarriers, for the plurality of subcarriers 106,are generated by a phase-locked subcarrier generator 110, with frequencyoffset precisely locked to the data baud rate. Subcarrier generation canbe accomplished through a variety of methods, including filtering ofmode-locked pulse lasers, phase modulation of continuous wave (CW)laser, etc. Subcarriers are split to provide identical signals for thehorizontal and vertical optical polarization 102, 104 components. Theoutput of the subcarrier generator 110 is connected to ademultiplexer/splitter 112 which breaks out each individual subcarrier106, 108 for data modulation. Subsequent to data modulation of each ofthe subcarriers 106, 108, the subcarriers 106, 108 are combined througha multiplexer/combiner 114 and the horizontal polarization 102 and thevertical polarization 104 are combined with a polarization combiner 116.

In various exemplary embodiments, the present invention includes datamodulation of each of the subcarriers 106, 108 whereby in-phase (I)components are one-half baud offset from quadrature (Q) components. Forexample, assume the Offset-QAM optical multitone transmitter 100 isutilized to transmit an incoming data stream of 1000 Gbps. Incoming data(i.e. 1000 Gbps stream) is processed such that it is demultiplexed intotwo polarizations and N (i.e. 10) streams with identical bit rate (i.e.50 Gbps per subcarrier per polarization). This data may be furtherencoded with amplitude and phase modulation to provide a QAM-likeconstellation, as for example 4-QAM or QPSK. The processing of theincoming data provides an in-phase (I) and a quadrature (Q) component asdata input 120 for each of the subcarriers 106, 108. An offset block 122offsets the in-phase component by one-half baud from the quadraturecomponent, and both of these signals are provided to a prefilter block124. The prefilter block 124 may be implemented as a digital or analogfilter or a look-up table, and may have finite impulse response (FIR)and/or Infinite impulse response (IIR) components. The prefilter block124 provides both chromatic dispersion precompensation, and a pulseshaping function to localize signal time and frequency content. In mayalso include additional filtering to provide a predistortion functionfor compensating Mach-Zehnder optical modulators (MZM) transfer curvenonlinearities. Outputs from the prefilter block 124 are connected to alinear drive 126 which drives an I/Q MZM modulator 128 therebymodulating the subcarrier 108. Additionally, the subcarrier 108 mayinclude phase control 130. Note, the output of the I/Q MZM modulator 128connects to the multiplexer/combiner 114 where each of the datamodulated subcarriers 106, 108 are combined and then further combined bypolarization 102, 104. Note, each of the subcarriers 106 for both thehorizontal polarization 102 and the vertical polarization 104 mayinclude the same components 120-130 as the first subcarrier 108 formodulating the other subcarriers 106.

Referring to FIG. 6, in an exemplary embodiment, a flowchart illustratesa modulation method 150 of the present invention. As described herein,the modulation method 150 may be utilized to modulate a data signalusing OFDM with QAM-modulated subcarriers. A data signal is provided(step 151) and a plurality of subcarriers are generated (step 152). Fromthe data signal, sub-data signals are generated (step 153). Here, thesub-data signals are generated for modulation on each of thesubcarriers. For example, assume the data signal is 1000 Gbps and thereare N subcarriers and two polarizations (horizontal and vertical), thenthe sub-data signals would each be 1000 divided N divided by two. Eachof the sub-data signals is formatted for modulation on the subcarriers(step 154). Here, formatting the sub-data signals may include precodingor the like forming in-phase and quadrature components as required bythe specific modulation format utilized. The present inventioncontemplates any of the following modulation formats for the sub-datasignals including 4-QAM, QPSK, M-QAM, etc. The in-phase and quadraturecomponents are offset from one another for each of the sub-data signalsby one half baud period (step 155). This offset forms an Offset QAMmodulation for each of the sub-data signals. Each of these offsetsignals is prefiltered (step 156). A key benefit of offset QAMmodulation is its ability to support pulse-shaping such asRoot-Raised-Cosine, IOTA, and Extended Gaussian functions (EGF). Suchfunctions provide signals which are well-localized in frequency andtime. This prefiltering is performed to provide both chromaticdispersion precompensation, and a pulse shaping function to localizesignal time and frequency content. Finally, each of the subcarriers ismodulated with each of the prefiltered offset components (step 157).

The Offset-QAM optical multitone transmitter 100 and the modulationmethod 150 are generally configured to provide an optical signal over anoptical fiber. The optical signal propagates over optical fiber, and theoptical fiber's chromatic dispersion may partially unwrap signalpredistortion imposed at the multitone transmitter 100 or by themodulation method 150. The optical fiber may also include opticaldispersion compensation modules (DCMs), such that overall linkdispersion is within signal processing range accommodated by transmitterand receiver modules. Thus, overall electronic filter complexity andpower dissipation can be managed and maintained within required bounds,i.e. compensation may be shared between the predistortion from theprefiltering and the associated link DCMs.

Referring to FIG. 7, in an exemplary embodiment, a block diagram isillustrated of an optical multitone coherent receiver 200. The coherentreceiver 200 may be utilized with the Offset-QAM optical multitonetransmitter 100 and the modulation method 150, for example. An incomingoptical signal from a transmission link 202 is split with a splitter 204into N copies 206. For illustration purposes, components are illustratedonly for a first copy of the N copies 206. It is understood that each ofthe N copies 206 will include the same components as the first copy.Each of the N copies 206 is polarization demultiplexed with apolarization splitter 208 to separate the horizontal and verticaloptical polarizations. The polarization splitter 208 feeds thehorizontal and vertical optical polarizations (i.e. polarizations oneand two) into an optical coherent hybrid 210, 212. It should be notedthat an optical filter is not required at this point (in the opticaldomain), since subcarrier separation is performed in the electricaldomain. An optical local oscillator (LO) 214 is provided for eachsubcarrier, with the LO 214 frequency being tuned substantially to matchcorresponding subcarrier frequency. The LO 214 may be locked to thesubcarrier through laser injection locking, through optical phase-lockedloop feedback, or via subsequent processing in the electronic block.Outputs of the hybrid 210, 212 are connected to photodetectors 216 thatconvert optical signals into electrical signals. A postfilter 218 isprovided that implements pulse-shape filtering complementary to thetransmitter pulse-shaping, such that adjacent subcarriers and adjacentsymbols are substantially rejected based on which copy is beingaddressed of the N copies 206 (e.g., the first copy would reject all butthe first subcarrier). The postfilter 218 can also include additionalchromatic dispersion compensation components. Similar to transmitter, itmay be implemented as a digital or analog filter. Note that no bandwidthor power is wasted on guard bands or cyclic prefix in thisimplementation. Subsequent additional processing is provided through afilter 220 to separate polarizations and provide polarization modedispersion compensation (PMDC). Finally, subcarrier data is decodedthrough an I/Q data decoder 222 providing data output 224 of theparticular subcarrier.

Referring to FIG. 8, in an exemplary embodiment, a flowchart illustratesa demodulation method 250 of the present invention. As described herein,the demodulation method 250 may be utilized to demodulate a data signalusing OFDM with QAM-modulated subcarriers. The demodulation method 250receives an optical signal (step 251) with offset QAM-modulatedsubcarriers and splits the optical signal into N copies with N equal tothe number of subcarriers (step 252). Each of the N copies is input intoa coherent optical hybrid with a local oscillator (LO) at a frequencymatching the corresponding subcarrier frequency associated with the copy(step 253). An output of the coherent optical hybrid is filtered forchromatic dispersion and the pulse is shaped thereby counteracting pulseshaping performed at the transmitter (step 254). Note, the subcarriermay be filtered out electronically thereby removing all othersubcarriers except the subcarrier of interest (i.e., with the associatedfrequency of the LO). The subcarrier is polarization demultiplexed andpolarization mode dispersion (PMD) may be compensated (step 255).Finally, the I/Q data is decoded for the subcarrier (step 256).

Referring to FIGS. 9 and 10, in exemplary embodiments, diagrams areillustrated for an Offset-QAM transceiver of the present invention withten subcarriers on 30 GHz spacing with each subcarrier carrying 30 Gbaudoffset-QPSK on each polarization. Further, a Root-Raised-Cosine with 0.1roll-off factor was utilized as a pulse shaping filter. FIG. 9 is adiagram of a drive signal provided to the I-side of MZM modulator, andFIG. 10 is a demodulated eye diagram for the 10-subcarrier×30 GbaudOFDM/O-QPSK with 40 GHz Tx and 30 GHz Rx bandwidth, and no cyclicprefix. Note that in contrast to FIG. 2, the plot in FIG. 10 shows awide-open eye with minimal distortions or interference in the center ofthe baud period.

Referring to FIG. 11, in an exemplary embodiment, an eye closure diagramis illustrated of one of the detected subcarriers at 30 Gbaud in FIG.10. The stability of the modulation format and intrinsic, uncompensatedchromatic dispersion tolerance of the present invention shows thatcyclic prefix is not required. The eye closure, shown in FIG. 11, iscommensurate with one observed for a single 30 Gbaud QPSK signal,without adjacent subcarriers. This shows that adjacent subcarriers areeffectively rejected at the receiver. In contrast, more conventionalmodulation would show much lower dispersion tolerance, commensurate withthe complete 10-subcarrier spectral width.

Referring to FIGS. 12 and 13, in exemplary embodiments, diagrams areillustrated for an Offset-QAM transceiver of the present invention withpredistortion and with chromatic dispersion. Specifically, FIG. 12 is adrive signal diagram provided to the I-side of MZM modulator assuming−1000 ps/nm predistortion. FIG. 13 is a demodulated Eye diagram for10-subcarrier×30 Gbaud OFDM/O-QPSK with 40 GHz Tx and 30 GHz Rxbandwidth, and no cyclic prefix, assuming +1000 ps/nm of fiber chromaticdispersion. The present invention provides substantially linearmodulation of the transmitted optical E-field, and a coherent receiverprovides substantially linear detection of the E-field. Therefore,transmitter linear fiber transfer function and the receiver form alinear filter cascade. Effects such as chromatic dispersion,polarization mode dispersion and polarization rotation can be completelycompensated. For example, it may be chosen to compute predistorted drivesignal for the MZM to compensate for a specified range of chromaticdispersion. FIG. 12 shows a drive signal predistorted for −1000 ps/nm ofchromatic dispersion, and a corresponding demodulated eye diagram isshown in FIG. 13 after propagation through a linear fiber link with+1000 ps/nm of chromatic dispersion.

The FIR filter requires an increasing number of taps to compensate forchromatic dispersion, with tap count at 2× oversampling approximatelyset as:

N _(taps)=2·10⁻⁵ ·|D|·R _(sym) ²

Assuming dispersion (D)=−1000 ps/nm, and symbol rate (R_(sym))=30 Gbaud,then the number of taps (N_(taps))=2×10⁻⁵×1000×30²=18 taps.

Referring to FIG. 14, in an exemplary embodiment, a diagram illustratessimulated Q-factor for a 5×20 dB Non-Dispersion Shifted Fiber (NDSF)line with Erbium Doped Fiber Amplifiers (EDFA). Advantageously, themodulation format of the present invention is tolerant to nonlinearfiber propagation characteristics as well. Nonlinear fiber propagationwas investigated using a numeric simulator OptSim (available from RSoftDesign Group), with complete modeling of various noise and distortionimpairments. FIG. 14 shows a modeled Q-factor for a five-span NDSFsystem with EDFA amplifiers. Subcarrier power of approximately −1 dBmappears to be close to optimal, which corresponds to +9 dBm for thecomplete 10-subcarrier signal. Forward error correction (FEC) failthreshold is approximately at a Q of 11 dB, and 6 dB of system margin isstill observed.

Advantageously, the present invention addresses multiple shortcomings ofthe prior art simultaneously, and provides a robust and flexiblearchitecture to accommodate scalable channel data rate increase. It isability to arbitrarily tradeoff the number of carriers versus thebandwidth of those carriers without the loss of spectral efficiency thatresults from traditional DWDM approaches, that provides the novelty inthe proposed scheme. Additionally, the present invention requiresminimized electronic processing, achievable either in analog or digitaldomains; provides support for sufficient impairment compensation(chromatic and polarization mode dispersion, polarizationdemultiplexing); includes the ability to use available, realisticelectro-optic bandwidth components without additional interferencepenalties enabling avoidance of extremely wide bandwidthelectro-optical, electrical and DSP components; is scalable to widechannel bandwidth, in excess of 100 Gbps, and targeting 1000 Gbps andhigher; enables a reduction in the total number of orthogonal carriers,which has been shown to reduce composite signal peak/average power ratio(PAPR), and increase nonlinear immunity; enables elimination of guardbands between subcarriers, providing a substantial spectral efficiencyimprovement; enables highly integrated complementary metal oxidesemiconductor (CMOS)-based implementations for low cost and lowfootprint; enables direct integration of electronic and opticalfunctions on the same die or multi-chip module; and provides an increasein spectral efficiency over conventional WDM systems.

Although the present invention has been illustrated and described hereinwith reference to preferred embodiments and specific examples thereof,it will be readily apparent to those of ordinary skill in the art thatother embodiments and examples may perform similar functions and/orachieve like results. All such equivalent embodiments and examples arewithin the spirit and scope of the present invention and are intended tobe covered by the following claims.

1.-14. (canceled)
 15. An optical receiver, comprising: a splitter configured to split a received optical signal into N copies where N comprises a number of subcarriers; a polarization splitter for each of the N copies splitting the received optical signal into two polarizations; a coherent optical hybrid for each of the N copies receiving the two polarizations of the received optical signal and an output from a local oscillator for each of the N copies, wherein the local oscillator comprises a frequency tuned substantially to match a corresponding subcarrier frequency; a postfilter rejecting, for each of the N copies, adjacent subcarriers and adjacent symbols; and a data decoder.
 16. The optical receiver of claim 15, wherein the received optical signal comprises an offset quadrature amplitude modulation format on each of the subcarriers where in-phase components and quadrature components on each of the subcarriers are offset by one-half baud rate.
 17. The optical receiver of claim 16, wherein the local oscillator is locked to the corresponding subcarrier frequency through one of laser injection locking, optical phase-locked loop feedback, or subsequent processing in an electronic block.
 18. The optical receiver of claim 16, wherein the postfilter is configured to implement pulse-shape filtering complementary to transmitter pulse-shaping and to provide chromatic dispersion compensation.
 19. The optical receiver of claim 16, wherein separation of the subcarriers is performed in an electrical domain.
 20. The optical receiver of claim 16, further comprising: circuitry configured to provide polarization mode dispersion compensation.
 21. The optical receiver of claim 15, wherein the data decoder forms a composite optical signal with at least 1 Tb/s and utilizes less than 500 GHz of optical spectral width.
 22. An optical transceiver, comprising: a transmitter portion comprising: circuitry configured to generate a plurality of optical subcarriers; a plurality of data signals for each of the plurality of subcarriers; a plurality of modulator circuits for each of the plurality of subcarriers; and polarization multiplexing components for each of the plurality of subcarriers; and a receiver portion comprising: a splitter configured to split a received optical signal into N copies where N comprises a number of the; a polarization splitter for each of the N copies splitting the received optical signal into two polarizations; a coherent optical hybrid for each of the N copies receiving the two polarizations of the received optical signal and an output from a local oscillator for each of the N copies, wherein the local oscillator comprises a frequency tuned substantially to match a corresponding subcarrier frequency; and a postfilter rejecting, for each of the N copies, adjacent subcarriers and adjacent symbols.
 23. The optical transceiver of claim 22, wherein each of the plurality of modulator circuits comprises circuitry configured to offset an in-phase component from a quadrature component of one of the plurality data signals by one-half baud period.
 24. The optical transceiver of claim 22, wherein the received optical signal comprises an offset quadrature amplitude modulation format on each of the subcarriers where in-phase components and quadrature components on each of the subcarriers are offset by one-half baud rate.
 25. The optical transceiver of claim 22, wherein the polarization multiplexing components further comprise: a splitter splitting each of the plurality of subcarriers into two components, wherein the plurality of modulator circuits comprise modulator circuits for each of the plurality of subcarrier components; and a polarization combiner combining each of the subcarrier components to form a polarization multiplexed signal with horizontal and vertical components.
 26. An optical demodulation method, comprising: splitting a received optical signal into N copies with N comprising a number of subcarriers associated with the received optical signal, wherein the received optical signal comprises an offset quadrature amplitude modulation format on each of the subcarriers where in-phase components and quadrature components on each of the subcarriers are offset by one-half baud rate; inputting each of the N copies into an associated coherent optical hybrid with a local oscillator at a frequency matching a corresponding subcarrier frequency associated therewith; performing data decoding for each of the N subcarriers.
 27. The optical demodulation method of claim 26, further comprising: filtering an output of each the associated coherent optical hybrids for chromatic dispersion and performing pulse shaping.
 28. The optical demodulation method of claim 27, further comprising: performing the filtering electronically thereby removing all other subcarriers except a subcarrier of interest.
 29. The optical demodulation method of claim 26, further comprising: performing polarization demultiplexing on each of the N subcarriers and polarization mode dispersion compensation.
 30. The optical demodulation method of claim 26, further comprising: combining the decoded data from each of the N subcarriers to form a composite optical signal.
 31. The optical demodulation method of claim 30, wherein the composite optical signal comprises at least 1 Tb/s and utilizes less than 500 GHz of spectral width. 